TO:
Honorable Sam Brownback, U.S. Senate
Honorable Dave Weldon, U.S. House of Representatives
DATE:
June 21, 2001
FROM:
Colby M. May, Esq., Director, Washington D.C. Office
Daniel Barnes, Blackstone Fellow
RE:
The "Stem Cell Research" Issue
In
the early 16th century Ponce de Leon traversed the treacherous
terrain of Florida in search of the fountain of youth. The
goal of that journey was to discover an elixir which would
rejuvenate the body. In the beginning of the 21st century,
doctors may have just found that fountain inside each one
of us. It is stem cells, cells within the human body which
have the potential of developing into all types of human cells
and tissue. Such cells may some day provide society with cures
for nearly all human ailments and disease, helping invigorate
our bodies. The remaining question, which this Memo will address,
is whether we are following the right path, scientifically
and ethically.
Part
I - What is the stem cell debate about?
Stem cells are cells which have yet to decide on what specific
type of human cell they will become. They are found in both
embryos and in the adult human body. The popularity of in
vitro fertilization has produced a large number of embryos
which have yet to placed in a womb. Though prior administrations
have addressed the issue of stem cell research, the current
White House has yet to decide on its approach to such research,
with respect to deriving the stem cells from embryos. Lastly,
there are those in Congress who support and oppose releasing
federal funds for research on the stem cells of embryos.
A.
Stem Cells
"A stem cell is a [unique] cell [in] that [it] has the
ability to divide (self replicate) for indefinite periods
often through the life of the organism." These
stem cells can be found in embryos, fetuses, and adults. Unlike
other cells within the human body, stem cells have the ability
to develop from unspecialized into specialized cells. Given
the correct signals, stem cells will give rise to the more
than 200 different cell types that make up a human organism.
Stem cells are the building blocks from which all human cells
are derived.
Not
every stem cell has the ability to develop into each of the
cells that comprise the human body. "Pluripotent cells
[are those cells which] have the potential to give rise to
any type of cell, a property observed in the natural course
of embryonic development." The embryo is initially comprised
of these pluripotent stem cells, in addition to extra-embryonic
tissues, placenta and umbilical cord, and as they begin to
commit to specialized cell types, the human body begins to
take form. The other main classification of stem cells are
unipotent stem cells, or those which are capable of giving
rise only to one type of differentiated cell. And of course
there are those stem cells which can develop into more then
one differentiated cell type, but not all cell types.
The search for pluripotent stem cells has lead scientists
to embryonic stem cells [ES]. ES cells are derived from a
five to six day old embryo, which is known as a blastocyst.
At this stage, the embryo is comprised of two layers: the
inner cell mass and the extra embryonic tissues which will
form the placenta and other supportive cells. "Although
these inner cells, roughly 20-30 cells, have lost the ability
to form supporting tissues, they retain the ability to develop
into any cell type found in the body and are considered 'pluripotent'."
It is these inner cells which are the ES cells, capable of
developing into any cell type, that are so highly prized by
scientists.
The
fully developed human body also contains stem cells. These
adult stem cells are unspecialized cells that occur in specialized
tissue; they are self-renewing and become specialized, yielding
all of the different cell types of the tissue from which they
originate. Adult stem cells have numerous sources including
bone marrow, blood, the cornea and retina of the eye, brain,
skeletal muscle, dental pulp, liver, skin, the lining of the
gastrointestinal tract, and the pancreas. Some "evidence
does suggest that, given the right environment, some adult
stem cells are capable of being genetically reprogrammed'
to generate specialized cells that are characteristic of different
tissues."
However,
scientists have not been able to determine whether an adult
stem cell has the same pluripotent potential of its younger
counterpart, the ES cell. Thus scientists are desperately
seeking ES cells.
B.
IVF and the limitless supply of embryos
Over the past twenty years, infertile couples have turned
to in vitro fertilization as a means to conceive children.
Since 1981, more than 45,000 babies have been born, in the
United States, using IVF procedures.
The
process of in vitro fertilization results in excess fertilized
embryos, which is due to the significant failure rate of fertilized
embryos to attach, or implant, along the uterine wall of the
female. To begin the process physicians will obtain the donors'
sperm and around 10 eggs, six to eight of which will become
fertilized, outside the womb, and produce an embryo. "Then,
in order to avoid producing multiple-fetus pregnancies, physicians
will only transfer 2-3 embryos to the uterus." The present
debate is over which should be done with the remaining fertilized
eggs/embryos.
Presently,
the embryos are cryogenically frozen and stored for possible
future implantation. IVF clinics usually agree to store frozen
embryos for five years. It has been estimated that there are
nearly 150,000 frozen embryos, with 19,000 being added each
year. After the initial storage of five years, fertility clinics
"offer the genetic parents the option of extending storage
for a fee varying between $100 and $500 annually, implanting
the embryos, terminating them, or donating them for some purpose
[such as adoption or scientific research]." It is the
decision as to whether a frozen embryo should be discarded,
donated to research, or, in some cases, adopted that is garnering
the most attention of the public debate. What should be the
final resting place of the frozen embryo, the womb, the waste
dump, or the petri dish?
C.
The Legal History of Embryonic Stem [ES] Cell Research
During the advent of in vitro fertilization, the Department
of Health, Education, and Welfare created an Ethical Advisory
Board, or EAB, to consider applications for research regarding
human IVF. No research was to be funded prior to review until
first reviewed by the EAB. After holding that research involving
human IVF was acceptable, the EAB was dissolved by the Department
of Health, Education, and Welfare. For the next decade, no
new EAB was appointed and "because federal regulations
required EAB review of all IVF-related studies, the absence
of a Board imposed a de facto moratorium on IVF research and
other studies involving human embryos."
During
the 1990s, the Clinton administration and Congress sought
to increase the level of in vitro fertilization research.
In 1993, Congress passes the National Institutes of Health
Revitalization Act, which "reverse[d] the conditions
for in vitro fertilization research: it could go forward unless
disapproved." The passage of the Revitalization Act lead
NIH Director Harold Varmus and Department of Health and Human
Services (HHS) Secretary Donna Shalala to assemble the Human
Embryo Research Panel, an ethics panel whose task was to determine
which human embryo research projects should be federally funded.
The panel's report to the NIH director endorsed a number of
research areas which would be ethically appropriate; included
in that report was support for the "derivation of stem
cells from human embryos, as long as the embryos were either
consensually donated or the result of clinical IVF."
The
Panel's decision to allow federal funding for the destruction
of embryos, in order to derive the embryo's stem cells, ignited
negative political reaction. President Clinton limited the
holding of the report by declaring that federal funds would
not be used for the creation of human embryos for research
purposes. Congress went much farther then the President in
declaring its disapproval of the Human Embryo Research Panel's
report. Congress attached a rider to the HHS appropriations
bill of 1995 which prohibited federal funding of any human
embryo research.
The
rider, sponsored by Jay Dickey (R-AR), is known as the Dickey
Amendment. The Dickey Amendment demands that no appropriated
funds "may be used to support research which involves:
(1)
creation of a human embryo or embryos for research purposes;
or (2) research in which a human embryo or embryos are destroyed,
discarded, or knowingly subjected to risk of injury or death
greater than that allowed for research on fetuses in utero
under 45 C.F.R. 46.208(a)(2) and section 498(b) of the Public
Health Service Act (42 U.S.C. 289g(b))."
Thus,
federal law prohibits funding a research project which would
destroy a human embryo. Since the harvesting of stem cells
from an embryo, the process of removing the inner cell mass
from the embryo, results in the destruction of the human embryo,
no federal funding has ever been used for ES cell research.
However,
1998 brought advances in embryo-related research. Specifically,
for the first time, ES cells were cultivated and grown outside
the womb.
Consequently
the Clinton administration sought to circumvent the Dickey
amendment and bring federal funds to the ES cell researchers.
Seeking legal advice, NIH Director Varmus asked HHS General
Counsel Harriet Rabb to investigate any limitations on the
breadth of the Dickey Amendment. In a memorandum to Varmus,
Rabb insisted "that the federal law did not prevent [the]
NIH from funding [stem cell] research, because stem cells
met neither the statutory nor biological definition of a human
embryo." Rabb's argument was elaborated in an HHS report
entitled Fact Sheet on Stem Cell Research; it stated that
"because pluripotent stem cells do not have the
capacity to develop into a human being, they cannot be considered
human embryos consistent with the commonly accepted or scientific
understanding of that term.'" Federal funding of ES cell
research was deemed to be in accord with the Dickey amendment
because no embryo was killed while working with ES cells;
the embryo was killed beforehand.
When
the final NIH Guidelines for Research Using Human Pluripotent
Stem Cells became effective on August 25, 2000, the Rabb distinction
between research on stem cells versus research on embryos
was utilized. The Guidelines stated that NIH funded research
may "involve human pluripotent stem cells derived 1)
from human fetal tissue; or 2) from human embyros that are
the result of in vitro fertilization, are in excess of clinical
need, and have not reached the stage at which the mesoderm
is formed." Federal funds could be used for research
on ES cells, as long as the embryos were created for fertility
purposes and would otherwise be discarded. In keeping with
the Rabb distinction, the Guidelines further stipulated that
"NIH funds may not be used to derive human pluripotent
stem cells from human embryos." Thus, as the Bush administration
took over, the NIH was free to fund research using stem cells
derived from embryos as long as the NIH had not funded the
destruction of the embryo.
D.
Bush Administration and Congress the current political
climate
When Presidential administrations change hands, the past policies
of the previous administration are reviewed and opened to
modification. Early this year, President Bush halted the implementation
of the NIH Guidelines for Research Using Human Pluripotent
Stem Cells, "saying he wanted to review the scientific,
legal, and ethical implications of the research." Initially,
it was thought that Bush would reverse the guidelines. This
was based in large part on campaign promises not to fund ES
cell research and a letter sent to the Culture of Life Foundation
on May 18 which stated that he "oppose[d] Federal funding
for stem-cell research that involves destroying human embryos."
However,
political pressure in the form of lobbying organizations,
elected officials from both political parties, and public
opinion polls has mounted, increasing the political stakes.
As the debate continues to rage, it is becoming more likely
that the Bush administration will try to tack a course that
brings a compromise between the pro-life and pro-research
factions of the administration, and the public at large.
There
are a number of compromises currently being considered by
Bush Administration. The first option is "permitting
federally backed experiments on a handful of cell types, called
[cell] lines, that have already been identified, but banning
public money to develop more." A second option would
be to fund such research until scientists feel they have developed
a sufficient number of cell lines. Third, government grants
could be given to groups to finance their medical research,
"thus freeing their private money to pay for stem cell
work."
A
fourth option, pushed mostly be conservatives, would be to
maintain the ban on ES cell research and increase the funding
of adult stem cell research. However, each compromise option
is unable to galvanize the support of both of the opposing
interest groups; there is no compromise that will be both
pro-life and pro-embryo stem cell research.
Congress
has also inquired into the funding of ES cell research. Presently,
Congress has yet to override the Dickey amendment, its contribution
to the ES cell debate. One bill would continue the Dickey
amendment heritage, increasing funding for only a few specific
types of qualifying human stem cells. Some of the proposed
bills and resolutions would nullify the Dickey amendment and
allow for some version of federal funding. Congress, like
the Bush administration, has a number of proposals but no
solution to the ES cell debate.
Representative
Smith, (R-NJ), introduced the Responsible Stem Cell Research
Act of 2001, on June 7, 2001. The legislation was introduced
to provide for a National Stem Cell Donor Bank for qualifying
human stem cells. Those stem cells which would qualify are
those "obtained from human placentas, umbilical cord
blood, organs, or tissues of a living or deceased human being
who has been born, or organs or tissues of unborn human offspring
who died of a natural causes." Stem cells derived from
embryos would not be covered under this bill and would not
receive federal funding.
The
opposing legislation is being sponsored in the House by Representative
McDermott (D-WA) and in the Senate by Senator Specter (R-PA).
The Stem Cell Research Act of 2001 seeks to provide federal
funding for "human embryonic stem cell generation and
research." There is no mention of providing funds for
those stem cells covered under Representative Smith's Act.
In order to receive funding for research on human ES cells,
researchers must acquire the embryos from in vitro fertilization
clinics where: "1) prior to the consideration of embryo
donation and through consultation with the progenitors, it
is determined that the embryos will never be implanted in
a woman and would otherwise be discarded, [and] 2) the embryos
are donated with the written informed consent of the progenitors."
Furthermore, the research must not result in the creation
of human embryos nor in the cloning of a human being. Those
Congressional bills which support federal funding for ES cells
limit the funding to those stem cells: 1) which would otherwise
be discarded and 2) are only used for research purposes which
are devoid of cloning.
Part
II Should the government fund embryonic stem [ES] cell
research?
With an understanding of the science and politics surrounding
the ES cell debate we must now ask ourselves if federal funding
of ES research is a desirable public policy. We will initially
examine those arguments in favor of ES cell research; it will
become clear that such arguments are neither accurate nor
compelling. We will also investigate the claims of the opponents
of stem cell research, claims that such research is illegal,
unnecessary, and unethical. A balancing of the competing interests
will demonstrate a failure on the part of those supporting
ES cell research to take into account the humanity of the
embryo.
A.
In support of federal funded embryonic stem [ES] cell research
Supporters of federal funding for ES cell research have three
main arguments to defend their position. Initially, proponents
demonstrate the scientific possibilities of ES cell research.
Secondly, advocates point to the federal regulations that
will accompany federal money, regulations that presently do
not exist because all ES cell research is carried out with
private funds. Most importantly, they seek to prove that the
embryo from which the stem cells are harvested is not a person
and thus there is no need to balance the death of a human
life versus the benefits of stem cell research. Such an argument
strengthens the final reason for funding ES research, an appeal
to utilitarianism: if the embryos are going to be discarded
anyway, they might as well be destroyed for the benefit of
others. After looking at each of these arguments, it will
become clear that if they held true, they would be overpowering.
I.
Promise of ES Cells
It wasn't until a few years ago that the use of ES cells for
medical research became a strong desire of the scientific
community. In 1998, researchers, lead by University of Wisconsin
developmental biologist James A. Thomson, isolated and maintained
ES cells outside the womb, or in vitro. The researchers succeeded
in stopping human ES cells from differentiating and instead
kept them growing in lab dishes, thereby maintaining their
pluripotency. Other groups, such as the Geron Corporation,
are now in the process of figuring out how to turn these pluripotent
stem cells into different types of human cells; as of July
9th, 2001, they could turn the stem cells into 110 types of
differentiated cells. The hope is one day to be able to make
infinite quantities of all cellular tissue in the body. If
the scientific community succeeds in this goal then the former
director of the NIH, Dr. Harold Varmus, would be correct in
stating that "[stem cell] research has the potential
to revolutionize the practice of medicine and the quality
and length of life."
It is the ability of ES cells to grow outside the womb which
excites the scientific community. Sen. Hatch, while arguing
for funding for ES research, cites a portion of the NIH stem
cell report which states that "Human embryonic stem cells
can be generated in abundant quantities in the laboratory
and can be grown (allowed to proliferate) in their undifferentiated
(or unspecified state) for many generations." Thus, in
addition to the ability to use these blank slates to create
110 types of differentiated cells, scientists are now able
to grow numerous amounts of these ES cells for research purposes.
"Because [ES] cells appear capable of indefinite self-renewal
and differentiating into all adult cell types, this research
has tremendous potential to provide new, important cell-based
therapies."
II.
Federal Funds and Federal Regulation
The scientific potential of ES research is possible because
of lack of legislation outlawing such scientific work. Thus,
it is argued by proponents of federal funding for ES research
that such funding is necessary to bring federal regulation
to such research.
In
a recent TIME article, Charles Krauthammer, a supporter of
ES research, discussed his fears of ES research without federal
regulation. Krauthammer's fears are based on the decision
by certain members of the scientific community to create human
embryos for the sole purpose of destruction and research.
On July 11, 2001, the Jones Institute for Reproductive Medicine,
in Norfolk, VA, admitted that it had taken volunteered sperm
and eggs, created a human embryo, and then destroyed it; the
Jones Institute wanted ES cells. Most frightening was the
response by the scientific community to this horrendous and
deadly experiment. John Gearhart, a Johns Hopkins University
researcher and "original stem cell pioneer", was
quoted in the New York Times as saying that "he was perplexed'
by [the] development because [he] didn't think it's
necessary'". Dr. Michael Soules of the American Society
for Reproductive Medicine (the only organization which presently
is placing restrictions on the use of frozen embryos for research
purposes) "saw nothing wrong with the procedure, except
the timing'". The ethical consideration of using
a human as means to achieve a goal, rather then an end, in
and of itself, was not mentioned by the leaders of the scientific
community. Rather, they saw the creation of an embryo for
research purposes as an unwise move for their arguments. In
the minds of some scientists creating embryos is only bad
if it politically undermines the call for federal funding.
In
addition to using donated sperm and eggs to create embryos,
a laboratory in Worcester, Mass., Advanced Cell Technology,
is attempting to "grow cloned embryos to produce stem
cells." If Advanced Cell Technology, Inc., is able to
create an embryo through the process of cloning, it is only
a matter of time before the procedure will be used to produce
an adult human clone; all that is required is a cloned embryo,
a willing womb, or womb-like environment, and time (it took
270 tries to succeed in giving birth to a cloned sheep).
The
scientific research performed by the Jones Institute and Advanced
Cell Technology, Inc., is not illegal. Some states have passed
laws against the destruction of embryos, or the use of cloning
techniques; however, there is no federal law governing these
practices. It is argued that such unethical research is "indicative
of the problems [that the U.S.] will continue to encounter
if [the U.S. doesn't] allow federal funding with strict research
guidelines for ES cell research." The regulations which
are sought include laws 1) banning human cloning, 2) banning
the creation of embryos solely for harvesting/research, and
3) permitting harvesting of ES cells only from embryos that
would otherwise be discarded. Faced with the fear of scientists
creating embryos solely for research purposes, public policy
experts advocate federal funding of ES research, thereby bringing
federal regulation into the ES arena.
III.
The Embryo is not a person
Embryos, or "microscopic clumps of cells," have
been described as anything but a person. The young embryo
has also been contrasted with a goldfish; "a goldfish
resembles a human being more then an embryo does." Also,
brain-dead bodies and embryos have been considered the same,
as non-persons. In the same article, embryos are compared
to any other cell in the human body. Lastly, embryos are not
considered live persons because they cannot live outside the
womb.
The
argument that goldfish are more human than an embryo and the
comparison of brain-dead individuals to embryos is directly
dependent upon a belief that personhood is determined through
the actions of the mind. "A goldfish resembles a human
being more then an embryo does" because "an embryo
feels nothing, thinks nothing, cannot suffer, [and] is not
aware of its own existence." A goldfish, by using its
limited mind, is defined as more "human" than an
embryo, whose mind has yet to develop from its stem cells.
Presently science may define someone as being dead, even if
they have a beating heart and are able to breath; such persons
are considered brain dead; their brain no longer functions.
In other words, life is defined by the ability of the brain
to work: no working brain, no person. Without a mind, an embryo
is not a person.
It
is argued by Australian bioethicist Julian Savulsecu that
"If all our cells could be persons, then we cannot appeal
to the fact that an embryo could be a person to justify the
special treatment we give it." This statement is based
upon a belief that scientists will be able to create human
beings through cloning. The cytoplasm of the egg contains
all the chemicals, or DNA recipes, necessary to turn the embryo
into an adult human being. Thus, if and when the cytoplasm
of the egg is understood, researchers will have the ability
to take any human cell, apply the specific recipe of DNA,
wait nine months, and give birth to a human child. If this
is possible, then how can an embryo be considered more of
a person then a human skin cell; both have the possibility
of becoming a live human being.
Supporters
of ES research have been quoted as saying that "human
life beings in the mother's womb, not in a petri dish, not
in a refrigerator" and "if you have a stem cell
in a petri dish, and you keep it there for 50 years, you'll
end up with a stem cell in a petri dish
and until you
place that in a woman, you are not going to create life."
In other words, whether an embryo is a person depends on its
location. An embryo inside a mother's womb has the potential
to grow into a fully developed human being. A frozen embryo,
sitting in a cryogenic chamber in a fertility clinic, does
not have the potential to grow into a fully developed human
being. In arguments against abortion, pro-lifers point to
the obvious fact that "in the absence of abortion, [the]
embryos or fetuses would have become full-grown people."
However, ES research does not prevent births that would otherwise
have occurred.
IV.
Utilitarianism the embryos will die anyway
Senator Hatch argues that surplus IVF embryos "are going
to be thrown away. They are going to be discarded. They're
going to be killed, if you will. Why can't we take the pluripotent
cells from them and utilize them for the benefits of mankind?"
Other supporters of ES research, like Senator Hatch, are also
"sympathetic to the utilitarian argument that one might
as well derive some good from the embryo's extinction."
As previously discussed, current guidelines in the fertility
industry allow for the discarding of frozen embryos after
a period of five years. And, if the frozen embryos are not
persons, (if they cannot in their present location develop
into full adults), then the balance is between the eventual
destruction of non-persons and the present destruction of
those same non-persons for the benefit of mankind. If a non-person
is to die, it is certainly wise to utilize that death for
the benefit of all.
A.
In opposition to Embryonic Stem [ES] Cell Research
The arguments in favor of federal funding for ES cell research
are not compelling. Such claims fail on three main counts.
First, federal funding of ES cell research is currently illegal.
Second, adult stem cell research makes ES cell research unnecessary.
Third, and most important, ES cell research and the requisite
destruction of an embryo are unethical. It is ethically wrong
for the federal government to condone and/or support ES cell
research.
I. ES cell research is illegal
The
funding of ES cell research by the federal government is "illegal
because it violates an appropriations rider (the Dickey amendment)
passed every year since 1995 by Congress." The rider
states that no government funds may used to support "research
in which a human embryo or embryos are destroyed, discarded,
or knowingly subjected to risk of injury or death greater
than that" already allowed by federal law. The government
is presently not allowed to fund any research which would
kill an embryo.
There
is an argument advanced by the former General Counsel of HHS
that funding ES cell research is permitted because the government
will not be funding the destruction of the embryo; as long
as no money goes directly to embryo killing, the government
may fund ES research. Such an argument fails to account for
the intent of the legislators who passed the law; they intended
that there be no killing of embryos, not that the government
would ask someone else to perform the killing and then provide
them funds for research on the remains of the dead. The intent
of the legislators may be gleaned from the facts surrounding
past federal funding of ES cell research; no federal funds
have ever been used for such research. The failure to provide
federal funds for any research project demonstrates that the
Clinton administration initially recognized the rider as outlawing
such an action.
Arguing
that federal funding is illegal is powerful only as long as
the Dickey amendment remains as federal law. Presently, fifty-nine
Senators support the federal funding of ES cell research,
and, therefore the legality argument is in some doubt, as
to its future purchase. Thus, it is necessary to seek alternative
arguments against federal funding.
II.
ES cell research funding is unnecessary
Federal funding of ES cell research is not necessary for the
scientific community to realize benefits from stem cell research.
Such funding is not required because of the opportunities
presented by adult stem cell research. Also, current research
with ES cell research has proven disappointing. Funding of
adult stem cell research will provide the benefits of stem
cell research without the ethical dilemmas.
"Adult
stem cells have been located in numerous cell and tissue types
and can be transformed into virtually all cell types."
The strongest argument for ES cell research has been the plasticity
of the ES cells, specifically their ability to differentiate
into all human cell types. Contrasted with this ES cell advantage,
adult stem cells have been located in many human cell types
including: brain, muscle, retina, pancreas, bone marrow and
peripheral blood, cornea, blood vessels, fat, dental pulp,
spermatogonia, and placenta. Adult stem cells have also been
located in animal skin, liver and mammary gland cell types;
and identification of these stem cells in humans is anticipated.
Beyond the identification of such a large number of adult
stem cells is the fact that a number of these adult stem cells
"exhibit the ability to transform from one tissue type
into many others." For example, adult stem cells from
fat, of which we all have a fair amount, have been changed
into cartilage, muscle, and bone. Scientists have yet 1) to
discover all of the stem cells within the adult human body
or 2) to determine the different cell types into which those
stem cells may be transformed. Arguing that ES cells are the
only means by which researchers may create all the cell types
of the human body is a premature claim.
Adult
stem cells, contrary to current claims by supporters of ES
cell research, have the ability to be reproduced in such a
manner as to create a "virtually limitless" supply.
One study, in March of 2000, identified the required conditions
to create a large scale expansion of adult stem cells in a
culture, an expansion of billion-fold in a few weeks. And
in another study, researchers "confirmed the ability
to rapidly and significantly expand the numbers of adult stem
cells in culture, so that sufficient numbers of a variety
of adult stem cells [could] be produced for clinical applications."
Researchers are beginning to discover the ways to create limitless
supplies of adult stem cells.
Lastly,
of adult stem cells and ES cells, only adult stem cells are
currently being applied in clinical trials to the benefit
of humans. "The biomedical potential of ES cells remains
entirely speculative, because such cells have never been successfully
used in clinical applications with human patients." Adult
stem cells are currently being used in treatment for various
types of cancer, auto-immune disease, stroke, cartilage and
bones diseases and regenerating corneas. Researchers are currently
utilizing adult stem cells for the same treatments others
hope ES cells may someday provide.
ES
cell research is presently wrought with disappointment. A
recent study on cloning demonstrated that ES cells are genetically
unstable, and thus makes clinical applications of ES cells
complicated. With unstable ES cells, the production of an
all-purpose cell line (a collection of stem cells for research
purposes) is replaced by the establishment of hundreds of
stem cell lines. Furthermore, cell lines would eventually
need to be replaced as they became unstable. In order to continue
with ES cell research, many more embryos will need to be destroyed
then previously thought.
The
unique ability of ES cells to differentiate into each kind
of human cell and tissue is also proving to be the downfall
of ES cell research. The fact that each individual ES cell
has the capacity to turn into any human cell is a disadvantage
for transplantation into living bodies. Recent studies have
shown that ES cells injected into the body remained in "a
disorganized cluster and the brain cells near them began to
die." Such studies have lead to claims that "the
emerging truth in the lab is that pluripotent stem cell are
hard to rein in. The potential that they would explode into
a cancerous mass after a stem cell transplant might turn out
to be the Pandora's box of stem cell research."
In comparison to the problems of ES cells, adult stem cells
are the safe alternative. Adult stem cells, unlike ES cells,
naturally appear in the adult human body, where they pursue
the task of repairing and regenerating human tissue; ES cells
are not designed (assuming one believes that there is Designer
of the human body) for such tasks. When adult stem cells reach
a particular destroyed tissue, they produce only that tissue
for which they receive signals. Utilizing the natural tendency
of adult stem cells to meet the needs of the human body is
a wiser course of action then attempting to control ES cells,
cells which are alien to the adult human body and which have
a tendency to form tumors, in an "effort to turn back
into the complete embryo".
In
September 1999, the National Bioethics Advisory Commission
issued the "'Ethical Issues in Human Stem Cell Research'
which concluded: In our judgement, the derivation of stem
cells from embryos remaining following infertility treatments
is justifiable only if no less morally problematic alternatives
are available for advancing the research." We have seen
that adult stem cells are meeting the same scientific qualities
of ES cells. Adult stem cells presently hold out the possibility
of producing all cell types, being created in limitless numbers,
and continuing to provide medical benefits. Adult stem cells
are proving to meet the unique characteristics of ES cells,
in addition to their proven history of medical benefits to
human patients, something ES cells have yet to accomplish.
In fact, scientific research with ES cells has displayed the
inherent risks of placing foreign cells into the adult bodies;
ES cells are hard to control and manipulate and are not created
for the tasks which scientists intend to pursue. Thus, if
adult stem cell research proves to be less morally problematic
then deriving ES cells, it must be pursued.
III.
The use of ES cells is unethical
In order to obtain or derive ES cells, scientists must take
a developing human embryo, puncture the cell wall, and extricate
the inner cells from the rest of the embryo. What's left of
the embryo is then tossed in the trash. Such an action is
not pro-life, for there is a killing. The derivation of ES
cells is the killing of a person. The killing of one innocent
person for the medical benefit of others is ethically wrong.
A.
Embryo Personhood
Fertilization is the creation of human being and it is at
the point of fertilization that a person is created. Presently,
37 states and the District of Columbia recognize by statute,
resolution, or court decision that "fertilization or
conception initiates the life of a human being." The
location of an embryo does not determine whether it is a person.
A goldfish is not more of person then an embryo because the
embryo possesses all the DNA of grown adult. The inability
of an embryo to think does not make it a non-person. Viability
alone does not determine personhood. Even if cloning does
become successful, the initial act of procreation will create
a person.
It
is argued that an embryo is not a person because it is not
in the womb. Thus, whether or not an embryo is a person depends
upon its location. Such an argument is patently false. By
this reasoning, if the embryo is removed from its frozen location
and placed in the womb, it becomes a person. However, what
if the embryo is taken out of the womb, and placed in a petri
dish? Is that embryo, which was once a person, now no longer
a person, just because it has left the womb? Of course pro-life,
pro-ES cell research senators, pro-pros, will argue that once
the embryo became a person, you can't remove its personhood;
once it becomes a person, its location doesn't matter. It
appears that the location-based argument may only be applied
when we don't have a person; once we have a person, whose
personhood was determined by their location, then their personhood
can no longer be determined by their location.
Such
an argument by pro-pros is inconsistent. The pro-pros argue
that fertilization does not convey personhood, but location
does. So does changing the embryos location change its status?
Moving an unfertilized egg from the womb to the petri dish
during IVF is not challenged by these pro-pros, even though
the egg is located in the womb, the determiner of personhood.
But if the egg is fertilized and removed from the womb, then
the pro-pros would argue that you have removed a person from
the womb. The only difference between the two eggs is their
fertilization. Thus, the pro-pros eventual definition of personhood
does rely on fertilization, and not location.
Let's
now return to the argument raised by supporters of ES cell
research that was characterized as "the goldfish is more
human than an embryo" attack. Such an argument must be
challenged on two grounds. First, we will ask whether other
"things" which have been defined as persons should
be no longer considered persons because their minds fail to
work. Second, we must recognize that an embryo is nothing
more than a young human, something a goldfish is not, nor
ever will be.
Is
the ability to feel pain, think rationally, or be self-conscious
the definition which we would use to define a human person?
An embryo, as far as we know can not do any of these things.
Consider the Alzheimer's patient, one of the intended beneficiaries
of ES cell research. Such a patient may lose the ability to
think rationally or be self-conscious. Would they then be
considered non-persons? And if so, why would we want to destroy
human embryos for the benefit of such non-persons? If we are
to consider Alzheimer patients who have lost their ability
to reason, to use their mind, human persons, then the mind
must not be the definer of personhood. Therefore, the inability
of embryos to think must not be used to define them as non-persons.
What
is it that makes a human being a human? "Scientists would
say a human is defined by its DNA [whereas] stem-cell research
enthusiasts would say we are defined by our DNA and our stage
of development." Such ES cell advocates would argue that
since a blastocyst is an unformed, 5 day old, collection of
DNA, it can not be a person. "But it remains a fact
indeed one of the marvels of creation that the embryo
contains exactly the same amount of genetic information as
you or I do." The only difference between the blastocyst
and the fully developed adult human is degree, such as age,
weight, height, etc. The embryo has all the DNA that is necessary
to determine its fully developed human qualities; the DNA
of an adult when it was 5 days old is the same as the DNA
that is in that adult now. The goldfish on the other hand
does not have any DNA which will define it as a human. The
human embryo is a person, and the goldfish is not.
"Viability
determines personhood" is another approach utilized by
those in favor of ES cell research. The reason that the location
in a petri dish does not grant an embryo personhood status
under the "location-based" determination is not
because the dish isn't a womb. Rather, it is because the embryo
is not viable in that location; the embryo is unable to live
on its own. Those who would argue that viability determines
personhood would say that if the embryo can not live on its
own, then it should not be considered a person. But if personhood
is determined by viability, then "why shouldn't the physically
incapacitated or the very old be consigned to medical experimentation?
Why not those who are in comas or on life support?" "If
they're going to die anyway and have no ability to fend for
themselves, what's the point of wasting their bodies when
they could yield valuable medical insights." We presently
do not harvest the parts of comatose patients because there
is an understanding that they are persons, even though they
are not viable. Such should be the same for embryos.
Previously,
we examined the statement: "If all our cells could be
persons, then we cannot appeal to the fact that an embryo
could be a person to justify the special treatment we give
it." This statement by Julian Savulsecu is based on a
belief that someday cloning will make it possible to turn
each one of our cells into a unique person. As for our current
scientific prowess, we can not currently clone humans from
any cells. Mr. Savulsecu's statement assumes a scientific
difficulty as being achieved and then asks how we will distinguish
between those who have the potential to become his hypothetical
"x" and those that already have. It is akin to saying
that when humans can fly, what will we call young humans that
have yet to develop their flying abilities. Even though his
statement is fanciful, because cloning may eventually occur,
it is important to address the ethical issue of "when
does life begin for the clone".
Just because we may have the ability to turn a skin cell into
a human does not mean that our understanding of sexual reproduction
will change. Life, under sexual reproduction, will continue
to begin at fertilization; the blastocyst will still have
all the necessary DNA to achieve a fully developed human.
Where
the new discussion will occur is under asexual reproduction
or cloning; when does life begin if there is no fertilization.
To maintain consistency in our original procreative definition
of the beginning of human life, life should be defined as
beginning at the initial stimulation of the cloning process.
An embryo is different then a skin cell, even after cloning
becomes possible. The reason is the level of development.
A skin cell is engaged in its current task of protecting a
human body. However, an embryo is not a part of any other
human but rather is its own distinct individual, developing
into a full adult. Thus, even "if all our cells could
be persons", the embryo, as a unique human, is distinct
from stem cell and would be justified in receiving special
treatment.
An embryo is a person, dependent upon neither location, self-consciousness,
or viability for that determination. It is a unique human
being.
B.
Utilitarianism
"The IVF industry regularly produces more human embryos
than it implants, leading to an exploding frozen living human
population." Presently the way the in vitro fertilization
clinics deal with frozen embryos is to store them for five
years and then destroy them, unless the parents of the frozen
embryo pay an additional storage fee. If the end of a frozen
embryo is a wastebasket, then why can't the embryo be used
for the benefit of mankind while it is being killed? The reason
utilitarianism is a weak argument is because "two wrongs
do not make a right."
The
fact that frozen embryos are discarded is morally wrong. Frozen
embryos, as we have discovered earlier are human beings; they
are persons deserving protection of the state. Therefore,
their killing, either by being discarded or harvested for
their inner cell mass is wrong. Choosing the methods by which
we kill an embryo does not justify that killing. A murderer
who is deciding how to end his victim's life is not justified
by choosing the removal of their organs as the method of killing,
rather than a bullet to the brain. And the murderer is certainly
not entitled to a profit from the sale of the deceased's organs.
Should researchers and companies advocating ES cell research
be entitled to profit from the killing of persons, solely
because they would have been discarded anyway?
The
government is not freed of the moral obligations of killing
a person, by allowing someone else to do the harvesting of
the stem cells. Revisiting Orin Hatch's utilitarian comments,
it will become apparent that supporters of ES cell research
find comfort in arguing that since somehow the embryos will
be killed, it is justifiable for scientists to take the stem
cells from the killed embryos. "They are going to be
discarded. They're going to be killed, if you will. Why can't
we take the pluripotent cells from them and utilize them for
the best benefits of mankind?" Since someone else will
do the killing, it's fine for the federal government to pay
for the research on the human parts left over from the killing.
However, such an argument was dismissed by the international
community with the adoption of the Nuremberg Code. Formed
after the atrocities of Nazi Germany, committed in the name
of science, the Nuremberg Code forbids scientific research
unless there is voluntary consent. Furthermore, "the
code also prohibits experimentation that causes injury, disability,
or a person's death", all of which are imposed upon the
frozen embryo. ES cell research requires the killing of a
person for the benefit of science, a concept which is decidedly
contrary to international morality.
II.
The Slippery Slope
"As promising as ES cell technology may seem, it does
not solve the remaining problem of histocompatibility."
Until scientists figure out how to deal with the patient's
rejection of the ES stem cells, the research has "no
realistic potential to be used for therapeutic purposes."
ES stem cells may be grown in infinite numbers and for all
cell types but until there is a way to introduce the stem
cells into the human body, the ES cell research provides no
benefit to the medical community or the suffering patients.
And thus scientists are looking for unique ways to introduce
ES cells into the human body; the most popular option is cloning.
"A
cloned embryo has the same genetic codes as the donor, and
thus transplantation of a pluripotent cell from this embryo
into its original may avoid complications due to immune response
rejection." The process of cloning would entail fusing
the body cells from a patient with "an egg cell that
has had its nuclear DNA removed." The embryo, genetically
identical to the patient, would be allowed to develop into
the blastocyst stage at which point it would be killed and
its stem cells harvested. The patient's body would be less
likely to reject the stem cells from an embryo which is genetically
identical to itself.
The use of cloning presents two major problems. First, science
is now creating human life for the sole purpose of its destruction.
Secondly, it places science on the path to bringing a cloned
embryo into adulthood.
Our
pro-pros, as we have categorized pro-life Congressmen who
are also pro-ES cell research have voiced their opposition
to creating embryos for scientific research. They say that
they are in favor of studies "as long as the embryos
would be otherwise discarded." But ES cell research is
of no value if it can't be applied to the patient; and cloning
embryos for their ES cells is what will be required. Senator
Brownback was correct when he stated that:
"In
the future, people are going to say they want embryonic stem
cells, but what they really want is to be able to clone you,
to clone another individual, to take that DNA material from
you, from me, from somebody in this room, destroy a young
human embryo, put the DNA material in there, start this to
reproducing for a while, kill that embryo, take the stem cells
out, and work with those because they are exact copes of the
DNA from us. We do not want to open this door of going the
route of cloning, and that is where this is leading."
This
statement was confirmed by the testimony of the president
of Geron Corporation, the nation's leading for-profit group
promoting ES cell research; "allowing the special creation
of human embryos by cloning will be essential to the future
of ES cell research." ES cell research, to be effective
for therapeutic purposes, must necessarily involve the creation
of embryos solely for their destruction.
And
what are the possibilities if therapeutic cloning, cloning
for the purposes of creating genetically identical ES cells,
was allowed? Scientists argue that cloned embryos would not
be allowed to live and that all the problems of cloned adults
roaming the earth would not be realized. But this requires
the government to sponsor the killing of embryos, persons,
just because the government does not want them to live. Furthermore,
the funding of cloning would move scientific research in that
direction, the exact reason for the calls for federal funding
of ES cell research. With research pursuing cloning, the techniques
for bringing a cloned embryo to full adulthood will be considered
and possibly achieved. The end result of cloning, a process
which took 270 tries for one sheep and that is bound to prove
more difficult in such a complex creature as man, is to be
avoided at all cost.
III.
Federal Funding is not necessary for Regulation
There are many ways for Congress to regulate ES cell research
without providing federal funding, and thereby condoning,
the research. Congress can simply outlaw those scientific
practices which it finds to be contrary to public policy.
Relying upon the Commerce clause, Congress has the power to
regulate any activity that affects interstate commerce. In
1995, the Supreme Court found that Congress has the power
to regulate things or persons within interstate commerce.
Proponents of ES cell research argue that a frozen embryo
is not a person; but they can not also argue that a frozen
embryo is not a thing. The freezing of embryos and the extraction
of their stem cells is commerce; there is money required for
both processes. Thus, Congress has the constitutional authority
to regulate all aspects of ES cell research without ever providing
federal funding.
To
argue that Congress must provide federal funds in order to
protect against abuses of ES cell research is an argument
which fails to recognize the vast power Congress has at its
disposal. If Congress does not want there to be the creation
of embryos for scientific purposes or the use of cloning techniques
to create embryos genetically identical to the patient, Congress
need only outlaw the practices; it does not need to fund the
procedures.
Part
III - What's to be done with the frozen embryos?
In 1984, John Kentrel, a Loyola University law student, pursued
an independent study on the puzzle of what to do with two
frozen embryos left behind in an Austrailian fertility clinic
after their parents had died in a plane crash. His research
on the topic lead him to draft a law which was adopted by
the Louisiana legislature in 1986. The Civil Code of Louisiana
recognizes human embryos as "juridical persons";
an "in vitro fertilized human ovum is a biological human
being which is no the property of the physician which acts
as an agent of fertilization, or the facility which employs
him or the donors of the sperm and ovum [the parents]."
Furthermore, Louisiana law states that "the use of a
human ovum fertilized in vitro is solely for the support and
contribution of the complete development of human in utero
implantation. No in vitro fertilized human ovum will be farmed
or cultured solely for research purposes." Lastly, "a
viable in vitro fertilized human ovum is a juridical person
which shall not be intentionally destroyed." Under Louisiana
law, an embryo is a person who cannot be used for research
purposes and has a legal right to life.
Presently,
there are 188,000 frozen human embryos frozen and stored in
fertility clinics. Not every state was as forward thinking
as Louisiana and therefore most of those embryos are destined
to five years of freezing and then destruction. The argument
that research should be allowed on otherwise soon-to-be-discarded
human embryos exists solely because state legislatures failed
to act to protect human life. Yes, society could harvest the
ES cells from these embryos, but such an action is not pro-life.
The pro-life option would be to allow states to correct their
oversight and pass laws protecting the youngest of human life.
With 6.5 to 10 million infertile married couples in America
who are seeking to raise children, finding wombs for our frozen
youth will not prove to be a difficult task.
Part
IV - Conclusion
In the final analysis, it is illegal, unnecessary, and unethical
to support federal funding of ES cell research. Only the Responsible
Stem Cell Research Act of 2001, as introduced by Rep. Smith
of NJ, mandates that federal dollars not be used in the killing
of an innocent human life. The current interpretation of the
Dickey Amendment, allowing federal funds to cover research
with ES cells as long as the federal dollars are not used
to destroy the embryo, is a weak and unethical attempt at
skirting the law; we, as a society, are just as guilty of
committing murder whether we pay for the killing or provide
a monetary incentive for the killing to take place. Cloning
is undesirable and is currently in the process of being outlawed
in the United States. Without cloning, ES cell research is
limited to theoretical applications; a patient's immune system
will reject the foreign objects. Adult stem cell research
is a legal, ethical, and more effective alternative to ES
cell research. The morality of society must determine the
future of science and not the opposite.
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